Job Description

Job Summary

Edgehog Trading is a proprietary trading firm specialized in electronic option market making. Our vision is to scale and automate our strategies with a diverse team of traders, developers, and researchers. We pride ourselves on data-driven decision making and innovative problem-solving which allows us to tackle complex problems posed by efficient markets. We believe in continuous learning, absolute transparency, and a collaborative approach to everything we do.

What you'll do:

• Oversee trading activity to ensure compliance with federal securities laws, FINRA regulations, and internal risk policies.
• Serve as a trusted compliance partner to internal teams by offering regulatory guidance and interpreting relevant laws, rules, and exchange requirements.
• Draft, review, and implement internal compliance policies, with a strong focus on those governing trading activity.
• Conduct ongoing reviews of trading patterns and prepare reports highlighting compliance concerns or emerging risks.
• Cultivate productive relationships with regulatory bodies and other external stakeholders.

Qualifications and skills:

• Previous experience (1-4 years) in a compliance or regulatory role at an options market maker, bank, broker dealer, or similarly regulated financial institution.
• BS/MS/BA degree in Finance, Accounting, Business, Law, or a related field.
• Series 24 license, or willingness to acquire the Series 24 in an expedited manner.
• Familiarity with SEC and FINRA rules and regulations, particularly in areas such as KYC, trading activity, and trade reporting.
• Hands-on experience with compliance technologies, including trade surveillance tools and regulatory reporting systems.
• Strong analytical skills with the ability to work effectively in a cross-functional environment.

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